Regulations
- Bank Recovery and Resolution Regulations 2018
-
Common Reporting Standard Regulations 2017
- Part 1 Introduction
- Part 2 Reporting and Role and Powers of the Regulatory Authority
- Part 3 Record keeping
- Part 4 Contraventions, enforcement and appeals
- Part 5 Indemnity, effective date and definitions
- Schedule 1 Automatic Exchange of Financial Account Information Regulations
- Schedule 2 Penalties and Fees
- Common Reporting Standard (Amendment No. 1) Regulations 2019
- Common Reporting Standard (Amendment) Regulations 2020
-
Financial Services and Markets Regulations 2015
- Part 1 The Regulator
- Part 2 Rules and Guidance
- Part 3 Regulated Activities
- Part 4 Authorisation
- Part 5 Performance of Controlled Functions and Recognised Functions
- Part 6 Official Listing and Offers
- Part 7 Transfer Schemes
- Part 8 Market Abuse
- Part 9 Misleading Statements and Impressions
- Part 10 Change of Control
- Part 11 Collective Investment Funds
- Part 12 Recognised Bodies and OTC Derivatives
- Part 13 Settlement Finality
- Part 14 Suspension and Removal of Financial Instruments from Trading
- Part 15 Auditors and Actuaries
- Part 16 Public Record and Disclosure of Information
- Part 17 Information Gathering, Prudential Directions, Skilled Person Reports, Investigations and Cooperation
- Part 18 Contraventions, etc.
- Part 19 Regulatory Committee, Appeals Panel and Disciplinary Measures
- Part 20 Injunctions, Restitution and Actions for Damages
- Part 21 Enforcement Procedure
- Part 22 General
- Schedule 1 Regulated Activities
- Schedule 2 Financial Promotions
- Schedule 3 Exempt Persons
- Financial Services And Markets (Amendment) Regulations 2016
- Financial Services & Markets (Amendment) Regulations 2017
- Financial Services and Markets (Amendment) Regulations 2018
- Financial Services and Markets (Amendment No 2) Regulations 2018
- Financial Services and Markets (Amendment No 3) Regulations 2018
- Financial Services and Markets (Amendment No 4) Regulations 2018
- Financial Services and Markets (Amendment No 5) Regulations 2018
- Financial Services and Markets (Amendment) Regulations 2019
- Financial Services and Markets (Amendment No 2) Regulations 2019
- Financial Services and Markets (Amendment) Regulations 2020
- Financial Services and Markets (Amendment 2) Regulations 2020
- Financial Services and Markets Regulations (Amendment No. 3) 2020
- Financial Services And Markets (Amendment No. 1) Regulations 2021
- Financial Services and Markets (Amendment No. 2) Regulations 2021
- Financial Services and Markets (Amendment No. 3) Regulations 2021