(1) This Chapter applies to an Authorised Person in Category 1, 2, 3A or 5.

(2) Rule 9.2.2(3) only applies to an Authorised Person in Category 2 or an Authorised Person that is a Domestic Firm in Category 3A.

(3) Rules 9.3.12 and 9.3.13 only apply to Domestic Firms.