Part 2 Activities
- Chapter 1 Dealing in Investments
- Chapter 2 Arranging Deals in Investments
- Chapter 3 Advising on Investments or Credit
- Chapter 4 Insurance
- Chapter 5 Accepting Deposits
- Chapter 6 Custody
- Chapter 7 Credit
- Chapter 8 Money Services
- Chapter 9 Operating Multilateral and Organised Trading Facilities
- Chapter 10 Managing Assets
- Chapter 11 Collective Investment
- Chapter 12 Islamic Finance
- Chapter 13 Operating a Credit Rating Agency
- Chapter 14 Operating a Representative Office
- Chapter 15 Specified Benchmarks
- Chapter 16 Agreeing to Carry On Specified Kinds of Activity
- Chapter 17 Providing Trust Services
- Chapter 17A Technology Innovation in Financial Services
- Chapter 17B [Deleted]
- Chapter 17C Operating a Private Financing Platform
- Chapter 17D Providing Third Party Services
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Chapter 18 Exclusions Applying to Several Specified Kinds of Activity
- 74. Trustees, nominees and personal representatives
- 75. Activities carried on in the course of a profession or non-investment business
- 76. Activities carried on in connection with the sale of goods or supply of services
- 77. Groups and Joint Enterprises
- 78. Activities carried on in connection with the sale of a Body Corporate
- 79. Non-Abu Dhabi Global Market Persons
- 80. Insurance intermediation: incidental basis
- 81. Provision of information on an incidental basis
- 82. Insolvency Practitioners
- 83. Recognised Bodies