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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
          • Fees Rules (FEES) [VER13.270422]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Fund Rules (FUNDS) [VER06.250521]
          • General Rulebook (GEN) [VER05.030220]
          • Glossary (GLO) [VER13.270422]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
          • Market Rules (MKT) [VER04.080222]
            • MKT 1. INTRODUCTION
            • MKT 2. THE LISTING RULES
            • MKT 3. LISTED FUNDS
              • MKT 3.1 Application
              • MKT 3.2 General requirements
              • MKT 3.3 Prospectus requirements relating to a Listed Fund
                • Guidance
                • MKT 3.3.1
                • Approval of a Prospectus
                • Publication of a Prospectus
                • Exempt Offers in respect of Units
                  • MKT 3.3.5
                  • MKT 3.3.6
                • Financial promotions
              • MKT 3.4 Governance requirements relating to a Listed Fund
              • MKT 3.5 Market disclosure relating to a Listed Fund
              • MKT 3.6 Disclosure of interests by Connected Persons of Listed Funds
              • MKT 3.7 Disclosure of notifiable interests
              • MKT 3.8 Other matters that require market disclosure
              • MKT 3.9 Accounting periods and financial reports of Listed Funds
              • MKT 3.10 Manner of market disclosure
              • MKT 3.11 The Regulator's power to direct disclosure
            • MKT 4. OFFERS OF SECURITIES
            • MKT 5. SPONSORS AND COMPLIANCE ADVISERS
            • MKT 6. MARKET ABUSE, PRICE STABILISATION AND BUY-BACK PROGRAMMES
            • MKT 7. MARKET DISCLOSURE
            • MKT 8. SYSTEMS AND CONTROLS
            • MKT 9. GOVERNANCE OF REPORTING ENTITIES
            • MKT 10. ACCOUNTING PERIODS, FINANCIAL REPORTS AND AUDITING
            • MKT APP 1 CONTENT OF A PROSPECTUS
            • MKT APP 2 MARKET DISCLOSURE
            • MKT APP 3 MARKET DISCLOSURE RELATING TO LISTED FUNDS
            • MKT APP 4 CORPORATE GOVERNANCE BEST PRACTICE STANDARDS
            • MKT APP 5 LIST OF EXEMPT OFFERORS
            • MKT APP 6 CONTINUING OBLIGATIONS — SECURITY SPECIFIC DISCLOSURES
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
          • Rules of Market Conduct [VER02.210218]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. Market Rules (MKT) [VER04.080222]
  6. MKT 3. LISTED FUNDS
  7. MKT 3.3 Prospectus requirements relating to a Listed Fund
  8. Exempt Offers in respect of Units
  9. MKT 3.3.6
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  Versions

 
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ MKT 3.3.5 Financial promotions ›

MKT 3.3.6

All Units in a class of Securities admitted to trading including those specified under Rule 3.3.5 must be traded on a Recognised Body.

‹ MKT 3.3.5 Financial promotions ›
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