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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
          • Fees Rules (FEES) [VER13.270422]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Fund Rules (FUNDS) [VER06.250521]
          • General Rulebook (GEN) [VER05.030220]
          • Glossary (GLO) [VER13.270422]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
          • Market Rules (MKT) [VER04.080222]
            • MKT 1. INTRODUCTION
              • MKT 1.1 Application
              • MKT 1.2 Overview of the module
              • MKT 1.3 General
                • MKT 1.3.1
                • MKT 1.3.2
              • MKT 1.4 Interpreting the Rulebook
              • MKT 1.5 Complaints against the Regulator
            • MKT 2. THE LISTING RULES
            • MKT 3. LISTED FUNDS
            • MKT 4. OFFERS OF SECURITIES
            • MKT 5. SPONSORS AND COMPLIANCE ADVISERS
            • MKT 6. MARKET ABUSE, PRICE STABILISATION AND BUY-BACK PROGRAMMES
            • MKT 7. MARKET DISCLOSURE
            • MKT 8. SYSTEMS AND CONTROLS
            • MKT 9. GOVERNANCE OF REPORTING ENTITIES
            • MKT 10. ACCOUNTING PERIODS, FINANCIAL REPORTS AND AUDITING
            • MKT APP 1 CONTENT OF A PROSPECTUS
            • MKT APP 2 MARKET DISCLOSURE
            • MKT APP 3 MARKET DISCLOSURE RELATING TO LISTED FUNDS
            • MKT APP 4 CORPORATE GOVERNANCE BEST PRACTICE STANDARDS
            • MKT APP 5 LIST OF EXEMPT OFFERORS
            • MKT APP 6 CONTINUING OBLIGATIONS — SECURITY SPECIFIC DISCLOSURES
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
          • Rules of Market Conduct [VER02.210218]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. Market Rules (MKT) [VER04.080222]
  6. MKT 1. INTRODUCTION
  7. MKT 1.3 General
  8. MKT 1.3.2
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  Versions

 
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ MKT 1.3.1 MKT 1.4 Interpreting the Rulebook ›

MKT 1.3.2

Where a Reporting Entity is referred to in this module as a Reporting Entity in respect of a specified class of Securities, it is a reference to a Person who has become a Reporting Entity by:

(1) making an Offer of Securities to the Public; or
(2) having Securities admitted to trading on a Recognised Body, of that particular specified class of Securities.
‹ MKT 1.3.1 MKT 1.4 Interpreting the Rulebook ›
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