Skip to main content
adgm.com

ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
          • Fees Rules (FEES) [VER13.270422]
          • Glossary (GLO) [VER13.270422]
          • General Rulebook (GEN) [VER05.030220]
          • Prudential — Insurance Business (PIN) [VER03.030220]
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Fund Rules (FUNDS) [VER06.250521]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
            • MIR 1 INTRODUCTION
            • MIR 2 RULES APPLICABLE TO ALL RECOGNISED BODIES
            • MIR 3 RULES APPLICABLE TO RECOGNISED INVESTMENT EXCHANGES
              • MIR 3.1 Introduction
              • MIR 3.2 Capital requirements
              • MIR 3.3 Fair and orderly trading
              • MIR 3.4 Rules Applicable to Recognised Investment Exchanges that are also MTF or OTF Operators and rules on Trade Repositories
              • MIR 3.5 Pre-trade transparency obligations
                • MIR 3.5.1
                • MIR 3.5.2 [Deleted]
                • MIR 3.5.3 [Deleted]
                • MIR 3.5.4 [Deleted]
                • MIR 3.5.5 Information to be made public
                • MIR 3.5.6 [Deleted]
                • Waivers based on market model and type of order or transaction
                  • MIR 3.5.7
                  • MIR 3.5.8
                • References to negotiated transaction
              • MIR 3.6 Post-trade transparency obligation
              • MIR 3.7 Public disclosure
              • MIR 3.8 Settlement and Clearing Services
              • MIR 3.9 Admission of Financial Instruments to trading
              • MIR 3.10 Default Rules
            • MIR 4 RULES APPLICABLE TO RECOGNISED CLEARING HOUSES
            • MIR 5 NOTIFICATION RULES FOR RECOGNISED BODIES
            • MIR 6 SUPERVISION
            • MIR 7 Remote Bodies
            • MIR 8 REMOTE MEMBERS
          • Market Rules (MKT) [VER04.080222]
          • Rules of Market Conduct [VER02.210218]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
Entire section Custom print Print Search

Breadcrumb

  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. Market Infrastructure Rulebook (MIR) [VER05.240220]
  6. MIR 3 RULES APPLICABLE TO RECOGNISED INVESTMENT EXCHANGES
  7. MIR 3.5 Pre-trade transparency obligations
  8. Waivers based on market model and type of order or transaction
  9. MIR 3.5.8
View Current PDF
  Versions

 
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ MIR 3.5.7 References to negotiated transaction ›

MIR 3.5.8

For Financial Instruments not covered by Rule 3.5.7, waivers may be granted by the Regulator for any of the following:
(a) orders that are large in scale compared with normal market size;
(b) orders held in an order management facility of the Recognised Investment Exchange pending disclosure; or
(c) Financial Instruments for which there is not a liquid market.
‹ MIR 3.5.7 References to negotiated transaction ›
logo logo
  • About ADGM
  • Legal Framework
  • Public Registers
  • FAQs
  • Lifestyle
  • Media
  • Careers
  • Contact us

Follow us

linkedin twitter Instagram YouTube
  • Terms and Conditions
  • Privacy
  • Site map

© 2019 Abu Dhabi Global Market. All rights Reserved. Abu Dhabi Global Market has been established in accordance with the Federal Decree No. (15) of 2013 Establishment of Financial Free Zone in the Emirate of Abu Dhabi