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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
          • Fees Rules (FEES) [VER13.270422]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Fund Rules (FUNDS) [VER06.250521]
          • General Rulebook (GEN) [VER05.030220]
          • Glossary (GLO) [VER13.270422]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
            • MIR 1 INTRODUCTION
            • MIR 2 RULES APPLICABLE TO ALL RECOGNISED BODIES
              • MIR 2.1 Introduction
              • MIR 2.2 Suitability
              • MIR 2.3 Governance
              • MIR 2.4 Financial resources
                • MIR 2.4.1
                • MIR 2.4.2
                • Capital requirements
                  • MIR 2.4.3
                  • MIR 2.4.4
                  • MIR 2.4.5
                  • MIR 2.4.6
                • Accounting information and standards
                • Counterparty, market, operational and other risks
              • MIR 2.5 Systems, controls and conflicts
              • MIR 2.6 Operational systems and controls
              • MIR 2.7 Transaction recording
              • MIR 2.8 Membership criteria and access
              • MIR 2.9 Financial crime and market abuse
              • MIR 2.10 Custody
              • MIR 2.11 Rules and consultation
              • MIR 2.12 Discipline
              • MIR 2.13 Complaints
              • MIR 2.14 Outsourcing
              • MIR 2.15 Applications for recognition
            • MIR 3 RULES APPLICABLE TO RECOGNISED INVESTMENT EXCHANGES
            • MIR 4 RULES APPLICABLE TO RECOGNISED CLEARING HOUSES
            • MIR 5 NOTIFICATION RULES FOR RECOGNISED BODIES
            • MIR 6 SUPERVISION
            • MIR 7 Remote Bodies
            • MIR 8 REMOTE MEMBERS
          • Market Rules (MKT) [VER04.080222]
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
          • Rules of Market Conduct [VER02.210218]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. Market Infrastructure Rulebook (MIR) [VER05.240220]
  6. MIR 2 RULES APPLICABLE TO ALL RECOGNISED BODIES
  7. MIR 2.4 Financial resources
  8. Capital requirements
  9. MIR 2.4.6
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  Versions

 
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ MIR 2.4.5 Accounting information and standards ›

MIR 2.4.6

The Regulator may require a Recognised Body to hold an additional capital buffer, which may be used only in times of market stress or financial difficulty.

‹ MIR 2.4.5 Accounting information and standards ›
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© 2019 Abu Dhabi Global Market. All rights Reserved. Abu Dhabi Global Market has been established in accordance with the Federal Decree No. (15) of 2013 Establishment of Financial Free Zone in the Emirate of Abu Dhabi