GEN 8. SUPERVISION
- Introduction
- GEN 8.1 Information gathering and the Regulator's access to information
- GEN 8.2 Waivers or Modification
- GEN 8.3 Application to change the scope of a Financial Services Permission
- GEN 8.4 Withdrawal of a Financial Services Permission at an Authorised Person's request
- GEN 8.5 Changes to an Approved Person status
- GEN 8.6 Temporary cover
- GEN 8.7 Dismissal or resignation of an Approved Person
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GEN 8.8 Changes relating to control
- GEN 8.8.1
- Definition of a Controller
- Disregarded holdings
- Requirement for prior approval of Controllers of Domestic Firms
- Approval process
- Objection or conditional approval process
- Notification for decrease in the level of control of Domestic Firms
- Requirement for notification of changes relating to control of Branches
- Obligations of Authorised Persons relating to its Controllers
- Other Powers relating to Controllers
- Contraventions of the Rules under this Chapter
- GEN 8.9 Creation of additional Cell of a Protected Cell Company or an Incorporated Cell Company for an Insurer
- GEN 8.10 Notifications
- GEN 8.11 Provision of notifications and reports
- GEN 8.12 Requirement to provide a report
- GEN 8.13 Imposing Restrictions on an Authorised Person or Recognised Body's business or on an Authorised Person or Recognised Body's dealing with property