FUNDS 13.3.18

(1) A Fund Manager must keep records of:
(a) the due diligence process it has undertaken to assess whether the Persons appointed for the oversight function meet the suitability criteria in Rule 13.3.3; and
(b) the matters identified and reported to it by the Persons providing the oversight function under Rule 13.3.16 and any remedial measures adopted by it to address such matters.