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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
          • Fees Rules (FEES) [VER13.270422]
          • Glossary (GLO) [VER13.270422]
          • General Rulebook (GEN) [VER05.030220]
          • Prudential — Insurance Business (PIN) [VER03.030220]
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Fund Rules (FUNDS) [VER06.250521]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
            • MIR 1 INTRODUCTION
            • MIR 2 RULES APPLICABLE TO ALL RECOGNISED BODIES
              • MIR 2.1 Introduction
              • MIR 2.2 Suitability
              • MIR 2.3 Governance
              • MIR 2.4 Financial resources
              • MIR 2.5 Systems, controls and conflicts
                • MIR 2.5.1
                • MIR 2.5.2
                • General safeguards for investors
                • Conflicts of interest
                  • Guidance
                  • MIR 2.5.7 [Deleted]
                  • MIR 2.5.8 [Deleted]
                  • MIR 2.5.9
                  • MIR 2.5.10
                  • MIR 2.5.11
                  • MIR 2.5.12
                  • MIR 2.5.13
                  • MIR 2.5.14
                • Information transmission
                • Risk management
                • Internal and external audit
                • Information technology systems
              • MIR 2.6 Operational systems and controls
              • MIR 2.7 Transaction recording
              • MIR 2.8 Membership criteria and access
              • MIR 2.9 Financial crime and market abuse
              • MIR 2.10 Custody
              • MIR 2.11 Rules and consultation
              • MIR 2.12 Discipline
              • MIR 2.13 Complaints
              • MIR 2.14 Outsourcing
              • MIR 2.15 Applications for recognition
            • MIR 3 RULES APPLICABLE TO RECOGNISED INVESTMENT EXCHANGES
            • MIR 4 RULES APPLICABLE TO RECOGNISED CLEARING HOUSES
            • MIR 5 NOTIFICATION RULES FOR RECOGNISED BODIES
            • MIR 6 SUPERVISION
            • MIR 7 Remote Bodies
            • MIR 8 REMOTE MEMBERS
          • Market Rules (MKT) [VER04.080222]
          • Rules of Market Conduct [VER02.210218]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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Breadcrumb

  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. Market Infrastructure Rulebook (MIR) [VER05.240220]
  6. MIR 2 RULES APPLICABLE TO ALL RECOGNISED BODIES
  7. MIR 2.5 Systems, controls and conflicts
  8. Conflicts of interest
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  Versions

 
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ MIR 2.5.6 Guidance ›

Conflicts of interest

  • Guidance
  • MIR 2.5.7 [Deleted]
  • MIR 2.5.8 [Deleted]
  • MIR 2.5.9
  • MIR 2.5.10
  • MIR 2.5.11
  • MIR 2.5.12
  • MIR 2.5.13
  • MIR 2.5.14
‹ MIR 2.5.6 Guidance ›
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