‹ COBS 2.7.5 COBS 3.1 Application › COBS 3. CORE RULES — INVESTMENT BUSINESS, ACCEPTING DEPOSITS, PROVIDING CREDIT AND PROVIDING TRUST SERVICES COBS 3.1 Application COBS 3.1.1 COBS 3.2 Communication of Information and Marketing Material General Marketing Material Past Performance and Forecasts COBS 3.3 Key Information and Client Agreement COBS 3.3.1 Application COBS 3.3.2 Requirements COBS 3.3.3 Information COBS 3.3.4 Changes to the Client Agreement COBS 3.4 Suitability COBS 3.4.1 Application COBS 3.4.2 Suitability Assessment COBS 3.4.3 COBS 3.5 Conflicts of Interest COBS 3.5.1 Fair Treatment COBS 3.5.2 Record of Conflicts COBS 3.5.3 Managing Conflicts COBS 3.5.4 Disclosure of Conflicts COBS 3.5.5 Conflicts Policy COBS 3.5.6 COBS 3.5.7 Attribution of Knowledge COBS 3.5.8 Inducements COBS 3.6 Soft Dollar Agreements COBS 3.6.1 COBS 3.6.2 COBS 3.6.3 COBS 3.6.4 COBS 3.6.5 COBS 3.6.6 COBS 3.7 Record Keeping COBS 3.7.1 COBS 3.7.2 ‹ COBS 2.7.5 COBS 3.1 Application ›
