The following records must be included in the Resolution Pack of an Authorised Person conducting Investment Business:
(b) Rule 15.4.3 (master list of all Client Accounts);
(d) Rules 15.4.5(b) (records of a Client's Investments);
(e) Rule 15.5.1(a) (assessment of appropriateness of Third-Party Agent); and
(f) Rule 15.9.1 (reconciliation).