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9.3.2

The Regulator may refuse to act on a request by a Host Regulator for cooperation in relation to an inspection in the following circumstances:

(a) the Regulator has already commenced, or concluded, enforcement action in respect of the same conduct and the same Persons; or
(b) judicial proceedings have already been initiated, or concluded, in respect of the same conduct and the same Persons.
Inserted on (11 March, 2019).