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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
          • Bank Recovery and Resolution Regulations 2018
          • Common Reporting Standard Regulations 2017
          • Financial Services and Markets Regulations 2015
            • Part 1 The Regulator
            • Part 2 Rules and Guidance
            • Part 3 Regulated Activities
            • Part 4 Authorisation
            • Part 5 Performance of Controlled Functions and Recognised Functions
            • Part 6 Official Listing and Offers
            • Part 7 Transfer Schemes
            • Part 8 Market Abuse
            • Part 9 Misleading Statements and Impressions
            • Part 10 Change of Control
            • Part 11 Collective Investment Funds
            • Part 12 Recognised Bodies and OTC Derivatives
            • Part 13 Settlement Finality
            • Part 14 Suspension and Removal of Financial Instruments from Trading
            • Part 15 Auditors and Actuaries
            • Part 16 Public Record and Disclosure of Information
            • Part 17 Information Gathering, Prudential Directions, Skilled Person Reports, Investigations and Cooperation
            • Part 18 Contraventions, etc.
            • Part 19 Appeals Panel and Disciplinary Measures
            • Part 20 Injunctions, Restitution and Actions for Damages
            • Part 21 Enforcement Procedure
            • Part 22 General
            • Schedule 1 Regulated Activities
            • Schedule 2 Financial Promotions
              • 1. Interpretation
              • 2. Degree of prominence to be given to required indications
              • 3. Combination of different exemptions
              • Exempt Communications
              • 5. Communications from Customers and potential Customers
              • 6. Follow up non-real time communications and Solicited Real Time Communications
              • 7. Introductions
              • 8. Generic promotions
              • 9. Exempt Persons
              • 10. Communications caused to be made or directed by unauthorised persons
              • 11. Mere conduits
              • 12. Communications by and to journalists
              • 13. Promotion broadcast by a Director etc.
              • 14. One off non-real time communications and Solicited Real Time Communications
              • 15. One off Unsolicited Real Time Communications
              • 16. Communications required or authorised by enactments
              • 17. Non-Abu Dhabi Global Market Communicators: Solicited Real Time Communication
              • 18. Governments, central banks etc.
              • 19. Financial markets
              • 20. Persons in the business of placing promotional material
              • 21. Joint Enterprises
              • 22. Members and creditors of Bodies Corporate
              • 23. Group companies
              • 24. Persons in the business of disseminating information
              • 25. Settlors, trustees and personal representatives
              • 26. Beneficiaries of trust, will or intestacy
              • 27. Insolvency Practitioners
              • 28. Persons placing promotional material in particular Publications
              • 29. Annual accounts and Directors' report
              • 30. Participation in employee share schemes
              • 31. Sale of goods and supply of services
              • 32. Sale of a Body Corporate
              • 33. Promotions required or permitted by the rules of certain markets
              • 34. Promotions of Financial Instruments already admitted to certain markets
              • 35. Promotions included in Prospectuses
              • 36. Material relating to Prospectus for public offer of unlisted Securities
            • Schedule 3 Exempt Persons
            • Financial Services And Markets (Amendment) Regulations 2016
            • Financial Services & Markets (Amendment) Regulations 2017
            • Financial Services and Markets (Amendment) Regulations 2018
            • Financial Services and Markets (Amendment No 2) Regulations 2018
            • Financial Services and Markets (Amendment No 3) Regulations 2018
            • Financial Services and Markets (Amendment No 4) Regulations 2018
            • Financial Services and Markets (Amendment No 5) Regulations 2018
            • Financial Services and Markets (Amendment) Regulations 2019
            • Financial Services and Markets (Amendment No 2) Regulations 2019
            • Financial Services and Markets (Amendment) Regulations 2020
            • Financial Services and Markets (Amendment 2) Regulations 2020
            • Financial Services and Markets Regulations (Amendment No. 3) 2020
            • Financial Services And Markets (Amendment No. 1) Regulations 2021
            • Financial Services and Markets (Amendment No. 2) Regulations 2021
            • Financial Services and Markets (Amendment No. 3) Regulations 2021
            • Financial Services and Markets (Amendment No. 4) Regulations 2021
            • Financial Services and Markets (Amendment No. 5) Regulations 2021
        • Rules
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Regulations
  5. Financial Services and Markets Regulations 2015
  6. Schedule 2 Financial Promotions
  7. 20. Persons in the business of placing promotional material
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  • Oct 20 2015 - Oct 19 2015
  • Oct 20 2015
‹ 19. Financial markets 21. Joint Enterprises ›

20. Persons in the business of placing promotional material

The Financial Promotion Restriction does not apply to any communication which is made to a person whose business it is to place, or arrange for the placing of, promotional material provided that it is communicated so that he can place or arrange for placing it.

‹ 19. Financial markets 21. Joint Enterprises ›
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© 2019 Abu Dhabi Global Market. All rights Reserved. Abu Dhabi Global Market has been established in accordance with the Federal Decree No. (15) of 2013 Establishment of Financial Free Zone in the Emirate of Abu Dhabi