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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
          • Bank Recovery and Resolution Regulations 2018
          • Common Reporting Standard Regulations 2017
          • Financial Services and Markets Regulations 2015
            • Part 1 The Regulator
            • Part 2 Rules and Guidance
            • Part 3 Regulated Activities
            • Part 4 Authorisation
            • Part 5 Performance of Controlled Functions and Recognised Functions
            • Part 6 Official Listing and Offers
            • Part 7 Transfer Schemes
            • Part 8 Market Abuse
            • Part 9 Misleading Statements and Impressions
            • Part 10 Change of Control
            • Part 11 Collective Investment Funds
              • Chapter 1 Interpretation
              • Chapter 2 Registration of Public Funds
                • 107. Registration requirement
                • 108. Providing information in relation to the Application
                • 109. Rejection of an Application
                • 110. Granting registration
                • 111. Withdrawal of registration
              • Chapter 3 Notification Requirement Applicable to Exempt Funds and Qualified Investor Funds
              • Chapter 4 Investment Trusts
            • Part 12 Recognised Bodies and OTC Derivatives
            • Part 13 Settlement Finality
            • Part 14 Suspension and Removal of Financial Instruments from Trading
            • Part 15 Auditors and Actuaries
            • Part 16 Public Record and Disclosure of Information
            • Part 17 Information Gathering, Prudential Directions, Skilled Person Reports, Investigations and Cooperation
            • Part 18 Contraventions, etc.
            • Part 19 Appeals Panel and Disciplinary Measures
            • Part 20 Injunctions, Restitution and Actions for Damages
            • Part 21 Enforcement Procedure
            • Part 22 General
            • Schedule 1 Regulated Activities
            • Schedule 2 Financial Promotions
            • Schedule 3 Exempt Persons
            • Financial Services And Markets (Amendment) Regulations 2016
            • Financial Services & Markets (Amendment) Regulations 2017
            • Financial Services and Markets (Amendment) Regulations 2018
            • Financial Services and Markets (Amendment No 2) Regulations 2018
            • Financial Services and Markets (Amendment No 3) Regulations 2018
            • Financial Services and Markets (Amendment No 4) Regulations 2018
            • Financial Services and Markets (Amendment No 5) Regulations 2018
            • Financial Services and Markets (Amendment) Regulations 2019
            • Financial Services and Markets (Amendment No 2) Regulations 2019
            • Financial Services and Markets (Amendment) Regulations 2020
            • Financial Services and Markets (Amendment 2) Regulations 2020
            • Financial Services and Markets Regulations (Amendment No. 3) 2020
            • Financial Services And Markets (Amendment No. 1) Regulations 2021
            • Financial Services and Markets (Amendment No. 2) Regulations 2021
            • Financial Services and Markets (Amendment No. 3) Regulations 2021
            • Financial Services and Markets (Amendment No. 4) Regulations 2021
            • Financial Services and Markets (Amendment No. 5) Regulations 2021
        • Rules
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Regulations
  5. Financial Services and Markets Regulations 2015
  6. Part 11 Collective Investment Funds
  7. Chapter 2 Registration of Public Funds
  8. 109. Rejection of an Application
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  • Oct 20 2015 - Oct 19 2015
  • Oct 20 2015
‹ 108. Providing information in relation to the Application 110. Granting registration ›

109. Rejection of an Application

The Regulator may refuse to grant an Application for registration of a Public Fund if it is not satisfied that the requirements referred to in section 107 have been met.

‹ 108. Providing information in relation to the Application 110. Granting registration ›
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