FUNDS 10.1.6

Past version: effective from 21/10/2015 - 12/01/2020
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An Authorised Fund Manager or Authorised Person may not make an Offer of a Unit of a Foreign Fund to a particular Retail Client unless it has made an assessment of the suitability of the investment for that Retail Client in accordance with COBS Rule 3.4.2 and has a reasonable basis for recommending the investment in the Fund as suitable for the particular Retail Client.