FUNDS 10.1.6

Past version: effective from 03/02/2020 - 02/02/2020
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An Authorised Person may not make an Offer of a Unit of a Foreign Fund to a particular Retail Client unless it has made an assessment of the suitability of the investment for that Retail Client in accordance with COBS Rule 3.4.2 and has a reasonable basis for recommending the investment in the Fund as suitable for the particular Retail Client.

Amended on (3 February, 2020).