FUNDS 10.1.3

Past version: effective from 21/10/2015 - 20/10/2015
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(1) The Prospectus of a Foreign Fund made available by an Authorised Fund Manager or other Authorised Person must be available in the English language.
(2) The Prospectus must contain in a prominent position, or have attached to it, a statement that clearly:
(a) describes the foreign jurisdiction and the legislation in that jurisdiction that applies to the Fund;
(b) states the name of the relevant Financial Services Regulator in that jurisdiction;
(c) describes the regulatory status accorded to the Fund by that Regulator;
(d) includes the following warning:
"The Regulator accepts no responsibility for reviewing or verifying any Prospectus or other documents in connection with this Fund.
The Units to which this Prospectus relates may be illiquid and/or subject to restrictions on their resale. Prospective purchasers should conduct their own due diligence on the Units.
If you do not understand the contents of this document you should consult an authorised financial adviser."; and
(e) if the Offer is not directed to Retail Clients, includes a prominent statement to that effect to be incorporated within the warning in (d).