COBS 14.1.4 Holding or Controlling Client Assets

Past version: effective from 21/10/2015 - 08/11/2020
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Client Assets are held or controlled by an Authorised Person if they are:

(a) directly held by the Authorised Person;
(b) held in an account in the name of the Authorised Person; or
(c) held by a Person, or in an account in the name of a Person, controlled by the Authorised Person.