COBS 14. CLIENT MONEY PROVISIONS
- COBS 14.1 Client Assets
-
COBS 14.2 Client Money and Relevant Money Rules
- COBS 14.2.1
- COBS 14.2.1A
- COBS 14.2.2
- COBS 14.2.3 Holding or Controlling Client Money or Relevant Money
- COBS 14.2.4 Payment of Client Money or Relevant Money into Client Accounts
- COBS 14.2.5 Client Accounts
- COBS 14.2.6 Exceptions to Holding Client Money in Client Accounts
- COBS 14.2.7 Appointment of a Third-Party Agent
- COBS 14.2.8 Payment of Client Money or Relevant Money to a Third-Party Agent
- COBS 14.2.9 Payment of Client Money or Relevant Money from Client Accounts
- COBS 14.2.10 Client Disclosure
- COBS 14.2.11 Client Reporting
- COBS 14.2.12 Reconciliation
- COBS 14.2.13 Auditor's Reporting Requirements
- COBS 14.2.14 Segregation and portability
- COBS 14.2.15 Statutory Trusts
- COBS 14.2.16 Primary Pooling Event
- COBS 14.2.17 Client Disclosure
- COBS 14.2.18 Record Keeping
- COBS 14.2.19 Notification of Failure to Comply
- COBS 14.3 Client Investments
-
COBS 14.4 Client Money Distribution Rules
- COBS 14.4.1 Application
- COBS 14.4.2 Primary Pooling Events
- COBS 14.4.3 Pooling and distribution
- COBS 14.4.4 Client money received after the Failure of the Authorised Person
- COBS 14.4.5 Secondary Pooling Events
- COBS 14.4.6 Failure of third parties: pooling and distribution
- COBS 14.4.7 Client Money received after the Failure of a third party
- COBS 14.4.8 Notification to the Regulator