COBS 6.2.4

Past version: effective from 21/10/2015 - 20/10/2015
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An Authorised Person must establish and maintain procedures and controls so as to ensure that an Investment Analyst does not undertake a Personal Account Transaction in an Investment if the Investment Analyst is preparing Investment Research:

(a) on that Investment or its Issuer; or
(b) on a related investment, or its Issuer,

until the Investment Research is published or made available to the Authorised Person's Clients.