COBS 3.5.2 Record of Conflicts

Past version: effective from 21/10/2015 - 20/10/2015
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An Authorised Person must keep and regularly update a record of the kinds of service or activity carried out by or on behalf of that Authorised Person in which a conflict of interest entailing a material risk of damage to the interests of one or more Clients has arisen or, in the case of an ongoing service or activity, may arise.