AML 15.4.3

Past version: effective from 21/10/2015 - 20/10/2015
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The records maintained by a Relevant Person must be kept in such a manner that:

(a) the Regulator or another competent third party is able to assess the Relevant Person's compliance with legislation applicable in the ADGM;
(b) any Transaction which was processed by or through the Relevant Person on behalf of a Customer or other third party can be reconstructed;
(c) any Customer or third party can be identified;
(d) all Internal and external Suspicious Activity Reports can be identified; and
(e) the Relevant Person can satisfy, within an appropriate time, any regulatory enquiry or court order to disclose information.