AML 12.4.2

Past version: effective from 15/04/2019 - 14/04/2019
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A Relevant Person must ensure that its Governing Body or Senior Management promptly:

(a) assess the report provided under Rule 12.4.1;
(b) take action, as required, subsequent to consideration of the findings of the report, in order to resolve any identified deficiencies; and
(c) make a record of their assessment pursuant to paragraph (a) and the action taken pursuant to paragraph (b).
Amended on (15 April, 2019).