The MLRO must report at least annually in a form prescribed by the Regulator, to the Governing Body or Senior Management of the Relevant Person on the following matters:
(a) the results of the review under Rule 4.1.1
(b) the Relevant Person's compliance with applicable Anti-Money Laundering laws including these Rules;
(c) the quality of the Relevant Person's Anti-Money Laundering policies, procedures, systems and controls;
(d) any relevant findings, recommendations, guidance, directives, resolutions, Sanctions, notices or other conclusions and how the Relevant Person has taken them into account;
(e) any internal Suspicious Activity Reports made by the Relevant Person's Employees and action taken in respect of those reports, including the grounds for all decisions;
(f) any external Suspicious Activity Reports made by the Relevant Person and action taken in respect of those reports including the grounds for all decisions; and
(g) any other relevant matters related to Anti-Money Laundering as it concerns the Relevant Person's business.