SCHEDULE 9 CONTRAVENTIONS
Past version: effective from 14/06/2015 - 13/06/2015
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| Provision of Regulations creating contravention | General nature of contravention | Level of fine |
| Part 1: Administration | ||
| s.23(6) | Notice of appointment — making a false declaration | Level 6 |
| s.26(2) | Commencement of appointment — failure to notify the administrator after appointment | Level 6 |
| s.31(7) | Notice of intention to appoint — making a false declaration | Level 6 |
| s.33(7) | Notice of appointment — making a false declaration | Level 6 |
| s.35(2) | Commencement of appointment — failure to notify the administrator after appointment | Level 6 |
| s.47(2) | Publicity — failure to publicise administration | Level 1 |
| s.47(4) | Publicity — failure to publicise Deed of Company Arrangement | Level 1 |
| s.48(8) | Announcement of administrator's appointment — formalities to adhere to | Level 1 |
| s.51(7) | Statement of Company's affairs — failure to provide statement | Level 5 |
| s.56(8) | Administrator's proposals — failure to submit proposal | Level 1 |
| s.61(5) | Requirement for initial creditors' meeting — failure to convene meeting | Level 1 |
| s.64(4) | Business and result of initial creditors' meeting — failure to report | Level 1 |
| s.65(8) | Revision of administrator's proposals — failure to report | Level 1 |
| s.69(10) | Reports to creditors — failure to report | Level 1 |
| s71(2) | Further creditors' meeting — failure to convene meeting | Level 1 |
| s.100(6) | Charged property — failure to send copy of the order | Level 1 |
| s.101(5) | Hire-purchase property — failure to send copy of the order | Level 1 |
| s.110(5) | Automatic end of administration — failure to notify Registrar of termination | Level 1 |
| s.110(11) | Automatic end of administration — failure to notify Registrar of extension | Level 1 |
| s.112(3) | Notice of automatic end of administration — failure to notify | Level 1 |
| s.115(6) | Termination of administration where objective achieved — failure to notify | Level 1 |
| s.124(9) | Moving from administration to dissolution — failure to notify | Level 1 |
| s.127(3) | Notice to Companies Registrar where administration ends — failure to notify | Level 1 |
| s.134(3) | Administrator ceasing to be qualified — failure to give notice | Level 1 |
| s.144(2) | Failure of administrator in their duties vacating office | Level 1 |
| Part 2: Receivership | ||
| s.153(2) | Notification that receiver has been appointed — failure to notify | Level 1 |
| s.157(3) | Accounts — failure of receiver to deliver accounts to Registrar | Level 1 |
| s.159(7) | Vacation of office — failure to vacate and file notice | Level 1 |
| s.162(3) | Notice and advertisement of appointment — formalities to adhere to | Level 1 |
| s.165(5) | Statement of Company's affairs — failure to submit | Level 4 |
| s.170(7) | Power to dispose of charged property — failure to submit a copy of the order | Level 1 |
| s.171(3) | Meeting of creditors — failure to convene meeting | Level 1 |
| Part 3: Winding-Up | ||
| s.175(3) | Declaration of solvency — without reasonable grounds | Level 6 |
| s.181(3) | Progress report to members at year's end — failure to report | Level 3 |
| s.182(4) | Final meeting prior to dissolution — failure to send to Registrar a copy of account of winding-up and return of final meeting | Level 1 |
| s.183(4) | Effect of Company's insolvency — failure to convene meeting where Company insolvent | Level 5 |
| s.186(3) | Meeting of members and creditors — failure to convene meetings | Level 4 |
| s.190(3) | Progress report to members and creditors at year's end — failure to produce and distribute reports | Level 3 |
| s.191(4) | Final meeting prior to dissolution — failure to submit a copy of the winding-up | Level 1 |
| s.192(2) | Notice of resolution to wind up — failure to publish | Level 1 |
| s.194(2) | Notice by liquidator of his appointment — failure to publish | Level 1 |
| s.207(3) | Notice of winding-up order — failure to publish | Level 1 |
| s.211(3) | Power to stay winding-up — failure to forward copies of the order | Level 1 |
| s.212(2) | Progress report to contributories and creditors — failure to produce and submit | Level 4 |
| s.213(4) | Duty to summon final meeting — liquidator failing to send to Registrar a copy of account of winding-up and return of final meetings | Level 1 |
| s.216(2) | Notification that Company is in liquidation — failure to notify | Level 1 |
| s.217(4) | Powers of liquidator — liquidator exercising powers before creditors' meeting | Level 3 |
| s.218(9) | Power to disclaim onerous property — failure to submit notice to Registrar | Level 3 |
| s232(5) | Statement of Company's affairs — failure to submit | Level 4 |
| s.233(4) | Statement of Company's affairs by Directors — failure to submit | Level 4 |
| s.244(1) | Fraud in anticipation of winding-up or insolvent administration | Level 8 |
| s.245 | Transaction in fraud of creditors | Level 7 |
| s.246 | Misconduct in course of winding-up or insolvent administration | Level 8 |
| s.247 | Falsification of Company's books | Level 8 |
| s.248 | Material omission from statement relating to Company's affairs | Level 8 |
| s.249 | False representations to creditors | Level 8 |
| s.255(3) | Duty to co-operate with Office-holder — failure to co-operate | Level 5 |
| s.294(4) | Dissolution and early dissolution — failure to deliver copy of order to Registrar | Level 1 |
| Schedule 1 (Meetings, Time Limits, Notices and Documents) Part 9 (Inspection of Documents, Copies and Provision of Information) |
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| Paragraph 43(3) of Schedule 1 | Falsely claiming to be a creditor, member of a Company or a contributory of a Company to gain sight of certain documents | Level 7 |