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19. Financial markets

Past version: effective from 20/10/2015 - 19/10/2015
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(1) The Financial Promotion Restriction does not apply to any communication —
(a) which is a non-real time communication or a Solicited Real Time Communication;
(b) which is communicated by a Recognised Body; and
(c) to which sub-paragraph (2) or (3) applies.
(2) This paragraph applies to a communication if —
(a) it relates only to facilities provided by the Recognised Body; and
(b) it does not identify (directly or indirectly) —
(i) any particular investment issued, traded or cleared or to be issued, traded or cleared by or available from an identified person as one that may be traded, cleared or dealt in on the Recognised Body; or
(ii) any particular person as a person through whom transactions on the Recognised Body may be effected.
(3) This paragraph applies to a communication if —
(a) it relates only to a particular investment falling within paragraph 94, 95 or 96 of Schedule 1; and
(b) it identifies the investment as one that may be traded or dealt in on the market.