Skip to main content
adgm.com

ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
          • Bank Recovery and Resolution Regulations 2018
          • Common Reporting Standard Regulations 2017
          • Financial Services and Markets Regulations 2015
            • Part 1 The Regulator
            • Part 2 Rules and Guidance
            • Part 3 Regulated Activities
            • Part 4 Authorisation
            • Part 5 Performance of Controlled Functions and Recognised Functions
            • Part 6 Official Listing and Offers
            • Part 7 Transfer Schemes
            • Part 8 Market Abuse
            • Part 9 Misleading Statements and Impressions
            • Part 10 Change of Control
            • Part 11 Collective Investment Funds
            • Part 12 Recognised Bodies and OTC Derivatives
            • Part 13 Settlement Finality
            • Part 14 Suspension and Removal of Financial Instruments from Trading
            • Part 15 Auditors and Actuaries
            • Part 16 Public Record and Disclosure of Information
            • Part 17 Information Gathering, Prudential Directions, Skilled Person Reports, Investigations and Cooperation
              • Power to gather information
              • Power to issue directions for prudential purposes
              • Skilled Persons
              • Investigations
                • 205. Commencement of Investigations
                • 206. Powers of Investigators
                • 207. Admissibility of statements made to Investigators
                • 208. Costs of an investigation
              • Information and Documents: supplemental provisions
              • Limitation on powers to require Documents
              • Cooperation, assistance and support to Non-Abu Dhabi Global Market Regulators
            • Part 18 Contraventions, etc.
            • Part 19 Appeals Panel and Disciplinary Measures
            • Part 20 Injunctions, Restitution and Actions for Damages
            • Part 21 Enforcement Procedure
            • Part 22 General
            • Schedule 1 Regulated Activities
            • Schedule 2 Financial Promotions
            • Schedule 3 Exempt Persons
            • Financial Services And Markets (Amendment) Regulations 2016
            • Financial Services & Markets (Amendment) Regulations 2017
            • Financial Services and Markets (Amendment) Regulations 2018
            • Financial Services and Markets (Amendment No 2) Regulations 2018
            • Financial Services and Markets (Amendment No 3) Regulations 2018
            • Financial Services and Markets (Amendment No 4) Regulations 2018
            • Financial Services and Markets (Amendment No 5) Regulations 2018
            • Financial Services and Markets (Amendment) Regulations 2019
            • Financial Services and Markets (Amendment No 2) Regulations 2019
            • Financial Services and Markets (Amendment) Regulations 2020
            • Financial Services and Markets (Amendment 2) Regulations 2020
            • Financial Services and Markets Regulations (Amendment No. 3) 2020
            • Financial Services And Markets (Amendment No. 1) Regulations 2021
            • Financial Services and Markets (Amendment No. 2) Regulations 2021
            • Financial Services and Markets (Amendment No. 3) Regulations 2021
            • Financial Services and Markets (Amendment No. 4) Regulations 2021
            • Financial Services and Markets (Amendment No. 5) Regulations 2021
        • Rules
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
Custom print Search

Breadcrumb

  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Regulations
  5. Financial Services and Markets Regulations 2015
  6. Part 17 Information Gathering, Prudential Directions, Skilled Person Reports, Investigations and Cooperation
  7. Investigations
View Current PDF
  Versions

 
  • Oct 20 2015 - Oct 19 2015
  • Oct 20 2015
‹ 204. Appointment of skilled person to collect and update information 205. Commencement of Investigations ›

Investigations

  • 205. Commencement of Investigations
  • 206. Powers of Investigators
  • 207. Admissibility of statements made to Investigators
  • 208. Costs of an investigation
‹ 204. Appointment of skilled person to collect and update information 205. Commencement of Investigations ›
logo logo
  • About ADGM
  • Legal Framework
  • Public Registers
  • FAQs
  • Lifestyle
  • Media
  • Careers
  • Contact us

Follow us

linkedin twitter Instagram YouTube
  • Terms and Conditions
  • Privacy
  • Site map

© 2019 Abu Dhabi Global Market. All rights Reserved. Abu Dhabi Global Market has been established in accordance with the Federal Decree No. (15) of 2013 Establishment of Financial Free Zone in the Emirate of Abu Dhabi