Past version: effective from 21/10/2015 - 20/10/2015
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An Authorised Person must ensure that the system referred to in Rule 9.2.1(5):
(a) enables the Authorised Person's Governing Body and senior management to review compliance with limits set in accordance with Rule 9.2.7 and operating procedures; and
(b) has appropriate approval processes, limits and other mechanisms designed to provide reasonable assurance that the Authorised Person's Liquidity Risk management processes are adhered to.