Requirements imposed on an Authorised Person in Category 2 or 3A
Past version: effective from 21/10/2015 - 20/10/2015
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(3) An Authorised Person in Category 2 or an Authorised Person that is a Domestic Firm in Category 3A must:
(a) establish and maintain a senior management structure to manage Liquidity Risk;
(b) identify, assess, mitigate, control and monitor Liquidity Risk; and
(c) monitor the Authorised Person's overall Liquidity Risk profile on a regular basis.