PRU 4.14.1

Past version: effective from 21/10/2015 - 20/10/2015
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This Section applies to an Authorised Person which:

(a) acts as an Originator in a securitisation;
(b) transfers Credit Risk on a single item or on a pool of items by any of the legal transfer methods set out in Rule A4.10.1;
(c) acts as a Sponsor in a securitisation; or
(d) provides Credit Enhancement, liquidity support, or Underwriting or dealing facilities relating to the items being transferred.