Past version: effective from 21/10/2015 - 20/10/2015
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(1) The Rules in this module ("MKT") are made for the purposes of the Financial Services and Markets Regulations 2015 ("FSMR") and apply to every Person to whom that legislation applies.
(2) Without limiting the generality of (1), this module applies to:
(a) a Person making an Offer of Securities to the Public except in relation to Units of a Fund;
(b) a Person applying to have Securities admitted to trading on a Recognised Body;
(c) a Person specified in Rule 4.10.1 as liable for the content of a Prospectus;
(d) a Reporting Entity;
(e) a Person who is a Related Party;
(f) a Person who is a Restricted Person;
(g) a Person who is a Connected Person; and
(h) a Person appointed as a Sponsor, compliance adviser or other expert adviser of a Reporting Entity.