• GEN 9.11 GEN 9.11 Disclosure of regulatory status

    • GEN 9.11.1

      A Representative Office must not:

      (a) hold itself out as able to carry on a Regulated Activity other than Operating a Representative Office; or
      (b) otherwise misrepresent its status expressly or by implication.

    • GEN 9.11.2

      (1) A Representative Office must take reasonable care to ensure that every key business Document which is in connection with the Representative Office carrying on the Regulated Activity of Operating a Representative Office includes one of the disclosures under this Rule.
      (2) A key business Document includes letterhead whether issued by post, fax or electronic means, written promotional materials, business cards, and websites but does not include compliment slips, or text messages.
      (3) The disclosure required under (1) is that the Representative Office is regulated by the Regulator as a Representative Office.

    • GEN 9.11.3

      The Regulator's logo must not be reproduced by a Representative Office without express written permission from the Regulator, and can only be used in accordance with any conditions for use.