• GEN 8.11 GEN 8.11 Provision of notifications and reports

    • GEN 8.11.1

      (1) Unless a Rule states otherwise, each Authorised Person and Recognised Body must ensure that each notification or report it provides to the Regulator is:
      (a) in writing and contains the Authorised Person or Recognised Body's name and Financial Services Permission number; and
      (b) addressed for the attention of the department relevant to Authorised Persons or Recognised Bodies and delivered to the Regulator by:
      (i) post to the current address of the Regulator;
      (ii) hand delivery to the current address of the Regulator;
      (iii) electronic mail to an address provided by the Regulator; or
      (iv) fax to a fax number provided by the Regulator.
      (2) In (1)(b) confirmation of receipt must be obtained.