• GEN 8.3 GEN 8.3 Application to change the scope of a Financial Services Permission

    • GEN 8.3.1

      This Rule applies to an Authorised Person applying to change the scope of its Financial Services Permission or, where a condition or restriction has previously been imposed, to have the condition or restriction varied or withdrawn.

    • GEN 8.3.2

      The provisions relating to permitted legal forms, fitness and propriety, adequate and appropriate resources, compliance arrangements, effective supervision, enquiries and the provision of additional information set out in Rule 5.2 also apply to an Authorised Person making an application under this Chapter, and are to be construed accordingly.

    • GEN 8.3.3

      An Authorised Person applying to change the scope of its Financial Services Permission, or to have a condition or restriction varied or withdrawn, must provide the Regulator with written details of the proposed changes.