• Lead regulation

    • GEN 8.1.5

      (1) If requested by the Regulator, an Authorised Person and Recognised Body must provide the Regulator with information that the Authorised Person or Recognised Body or its Auditor has provided to a Non-ADGM Financial Services Regulator.
      (2) If requested by the Regulator, an Authorised Person and Recognised Body must take reasonable steps to provide the Regulator with information that other members of the Authorised Person or Recognised Body's Group have provided to a Non-ADGM Financial Services Regulator.