• AML 15.4.6 AML 15.4.6

    A Relevant Person must be able to demonstrate that it has complied with the training and awareness requirements in Chapter 13 through appropriate measures, including the maintenance of relevant training records.

    • Guidance

      The Regulator considers that "appropriate measures" in Rule 15.4.6 may include the maintenance of a training log setting out details of:

      a. the dates when the training was given;
      b. the nature of the training; and
      c. the names of Employees who received the training.