• Connected Persons

    • 39. Persons connected with an Applicant

      (1) In considering —
      (a) an Application for a Financial Services Permission;
      (b) whether to vary or cancel a Financial Services Permission; or
      (c) whether to impose or vary a requirement under this Part;
      the Regulator may have regard to any person appearing to it to be, or likely to be, in a relationship with the Applicant or a person given a Financial Services Permission which is relevant.