PRU 10.1 PRU 10.1 Application
PRU 10.1.1(a) Sections 10.1, 10.2, 10.3 and 10.5 apply only to an Authorised Person in Category 1, 2, 3A, 3B, 3C or 5; and
Where an Authorised Person to which this Chapter applies is part of a Financial Group, this Chapter applies on a consolidated basis in relation to all the entities within the Financial Group.
PRU 10.1.3 PRU 10.1.3
In implementing the requirements prescribed in this Chapter, an Authorised Person must give due and appropriate regard to the provisions in App11.
If an Authorised Person is part of a Financial Group which is already subject to requirements similar to those prescribed in this Chapter, the Regulator may consider a request for a waiver or modification in relation to the requirements of this Chapter.