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  • MKT 9.1.1 MKT 9.1.1

    (1) This chapter applies to every Reporting Entity except where a narrower application is provided in respect of any particular class of Securities.
    (2) This chapter does not apply to a Reporting Entity of a Listed Fund.

    • Guidance

      See chapter 3 for the governance requirements applicable to Reporting Entities of Listed Funds.