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  • MKT 4.2 MKT 4.2 Exempt communications

    • Guidance

      Exempt Communications are not Offers of Securities to the Public and therefore do not attract the Prospectus requirements in the FSMR and Rules.

    • MKT 4.2.1

      For the purposes of section 59(c) of the FSMR, in addition to the Exempt Communications specified in the FSMR, a communication is hereby prescribed by the Regulator as an Exempt Communication if it is made:

      (a) in connection with the trading of Securities that are listed and traded on a Regulated Exchange; and
      (b) in the ordinary course of business of an Authorised Person or Recognised Body.