• Events that trigger a disclosure

    • MKT 3.6.2

      A Person who is a Connected Person of a Listed Fund pursuant to Rule 3.6.1 must make the disclosure within five Business Days of:

      (1) becoming or ceasing to be a Director or a Person involved in the Senior Management of a Controller of the Reporting Entity of the Fund or of the Trustee of the Fund;
      (2) acquiring or ceasing to hold either alone or with an Associate of the Person 5% of the voting rights attaching to the Units of the Fund or of the Trustee of the Fund or a Controller of the Reporting Entity of the Fund or the Trustee of the Fund; or
      (3) an increase or decrease of at least 1% of the level of interest previously reported pursuant to paragraph (2) of this Rule 3.6.2.