• Conflicts of interest

    • MKT 2.3.7 MKT 2.3.7

      (1) An Applicant must, subject to (2), ensure prior to listing that it has adequate systems and controls to eliminate or manage material conflicts of interest in its business prior to listing.
      (2) The Regulator may accept a proposal from an Applicant to eliminate or manage conflicts of interest within a reasonable period after listing if the Applicant can demonstrate to the Regulator's satisfaction that holders of the Issuer's Shares would not be unduly prejudiced by the arrangements.

      • Guidance

        Examples of material conflicts of interest may include Related Party Transactions in Rule 9.5 and situations in which interested Persons:

        a. lend to or borrow from the Issuer or its Group;
        b. lease property to or from the Issuer or its Group; or
        c. have an interest in businesses that are competitors, suppliers or Customers of the Issuer or its Group.